Swap Dealer Compliance, Vice President

Who we are looking for

State Street Markets Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Securities & Exchange Commission (“SEC), Commodity Futures Trading Commission (“CFTC”) and National Futures Association (“NFA”) swaps requirements. The incumbent will lead the development of relevant compliance program elements including policies and procedures, training, risk assessments, issues management, governance and management reporting, and assist in remediating noncompliance matters. This position will require engagement with the business, including Markets Financing Solutions, FX Sales & Trading, as well as Compliance, Legal, Operations, Enterprise Risk Management, Finance and Audit stakeholders. Knowledge of SEC Security-Based Swap Dealer, CFTC & NFA swap dealer regulations is required as this role will assist the Swap Dealer businesses and the Swap Dealer Chief Compliance Officer (CCO) in carrying ...